Our Story

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Sales and Distribution Experience

Tim has  30 years experience, starting at L. F. Rothschild then wholesaling and managing distribution for Essex Corporation, then a Divisional Sales Manager at John Hancock directing Variable Annuity, Fixed Annuity and 529 Plan distribution in the Bank Channel.  

Mike has  25 years experience starting at AllianceBernstein then a wholesaler for OppenheimerFunds.  He advised investment managers across equity, fixed income, currency, and commodity strategies in '40 Act, SMA, LP, Offshore and UCITS.

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Business Development

Tim started and managed numerous retail brokerage programs operating at banks while at Essex Corporation.

Mike was Head of Investor Relations and Business Development at a hedge fund as well as founded a firm focused on strategies for Alternative Investment Managers to grow assets.

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Market and Product Knowledge

We have pursued specific product knowledge evidenced by Mike’s Charted Alternative Investment Analyst and Tim’s Chartered Mutual Fund Counselor designations. Combining academic discipline and street experience is the key to our success.

At OppenheimerFunds, Mike was responsible for product development and marketing for Domestic & Global Fixed Income, Currency and Commodity Strategies, including branding, restructuring and launching new offerings.